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California Law (Last Updated: March 4, 2014) |
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Government Code - GOV |
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Title 1. GENERAL |
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Division 6. PUBLIC BONDS AND OBLIGATIONS |
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Chapter 14. Awarding of Contracts |
Section 5970.
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As used in this chapter, the following phrases have the following meanings:
(a) "Person" means any broker, dealer, municipal securities dealer, investment advisor, or investment firm.
(b) "Regulatory agency" means the Department of Corporations, the securities administrators or other similar regulatory authority in any other state, the Securities and Exchange Commission, the National Association of Securities Dealers, the Municipal Securities Rulemaking Board, the Commodity Futures Trading Commission, or any other self-regulatory organization.
(c)"State or local government" means the state, any department, agency, board, commission, or authority of the state, or any city, city and county, county, public district, public corporation, authority, agency, board, commission, or other public entity.