California Law (Last Updated: March 4, 2014) |
Corporations Code - CORP |
Title 4. SECURITIES |
Division 1. CORPORATE SECURITIES LAW OF 1968 |
Part 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS |
Chapter 1. Exemptions |
Section 25203.
Latest version.
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A person whose only clients are insurance companies shall be exempted from the provisions of Section 25230.
(Amended by Stats. 1997, Ch. 391, Sec. 19. Effective January 1, 1998.)